Updated: July 2023
Index
of this Page: |
· Historical
Background Read |
· EU
and National Legislative Competences Read |
· The
EU's Legislative Procedure Read |
· The
Ordinary Legislative Procedure Read
|
· Special
Legislative Procedures Read
|
· Regulations
and Directives Read
|
· Implementing
and Delegated Acts Read
|
Many people
see the European Union (EU) as a rather abstract organisation whose
functioning is almost impossible to understand.
That is why very
few people have set out to understand how the EU is structured, what
purpose this international organisation serves and how it takes decisions.
However, as EU citizens, it is enormously important to be aware of these
things,
as EU decisions have a direct impact on our daily lives.
It is therefore
necessary to raise awareness of the procedures that apply when the EU
sets its political agenda and implements it through new legislation.
Thus, we provide here a brief explanation of the EU's legislative procedures
as well as of the difference between the various types of texts that
are proposed and adopted on a regular basis.
Historical
Background
Historically, what gave rise to the establishment
of the European Community, which later became the European Union, was
the wish for perpetual peace on the European continent after the
death and destruction caused by the Second World War. In order to
achieve this peace, French foreign minister Robert Schumann suggested that it was necessary for the European states to cooperate and attain
such a level of solidarity that was between them is practically impossible.
Thus, the European
Coal and Steel Community was created to harmonise
the production of these two resources between France, West Germany,
Belgium, Italy, The Netherlands, and Luxembourg.
In the following decades, the European Community was expanded, both
in terms of its number of member states and of its competences, until
it was formally transformed into the EU in 1992
with the Maastricht Treaty, which was further streamlined in 2009
with
the Lisbon
Treaty following failed efforts to introduce a European
Constitution.
One of the
primary functions of the EU is to adopt new rules
and harmonise the legislative framework across Europe.
In ratifying the EU Treaties, the member states have conferred
part of their legislative sovereignty in some areas to the EU. This
means the European legislation has primacy over the national legislation,
including the constitutional law, and the member states are legally
obliged to adhering to the rules set forth by the EU.
EU and National Legislative Competences
The
areas in which the EU can legislate are stipulated in the EU Treaties
(Treaty
on European Union and Treaty
on the Functioning of the European Union).
In the following areas, the EU has exclusive competences, meaning
only the EU can legislate in these areas:
- The customs union,
- Competition rules for the single market,
- Monetary policy (for the eurozone countries),
- Trade and international agreements
- Marine plants and animals regulated by the common fisheries policy.
In a larger number of areas, the EU has shared competences, meaning both
the EU and the individual states can legislate in the areas (however, the
states can only legislate if there is no existing EU legislation, in which
case EU legislation has primacy over national legislation):
- The single market,
- Employment and social affairs,
- Economic, social and territorial cohesion,
-
Agriculture,
- Fisheries,
- Environment,
- Consumer protection,
- Transport,
-
Trans-European networks,
- Energy,
- Justice and fundamental rights,
- Migration and home affairs,
- Public health (for the aspects defined in Article
168 of the Treaty on the Functioning of the European Union),
- Research and space,
- Development cooperation and humanitarian aid.
In yet other areas, the EU has supporting competences, meaning the EU has
no executive power in these areas, which are at the sole legislative discretion
of the individual states, but can support, coordinate or complement the actions
of the member states:
- public health,
- Industry,
- Culture,
- Tourism,
- Education and training, youth and sport,
- Civil protection,
- Administrative cooperation.
Finally, the EU has special competences in some areas, meaning it can under
some circumstances take further action than what is otherwise stipulated in
the Treaties or play a special role in the decisional process in these areas:
-
Coordination of economic and employment policies,
- Definition and implementation
of the Common Foreign and Security Policy,
- The ‘flexibility clause’, which under
strict conditions enables the EU to take
action outside its normal areas of responsibility.
The EU's Legislative Procedure
At present, the EU consists
in 7 primary institutions: the European Council, the European Commission,
the European Parliament, the Council of the European Union, the
Court of Justice of the European Union,
the European Central Bank, and the European Court of Auditors.
The
European Council is comprised of the heads of government of all
the member states as well as the president of the Commission, and
defines the overall political direction and priorities of
the EU by
adopting so-called conclusions on various issues of concern and
the actions that are necessary to take or goals to reach.
The European
Commission is comprised of a president who has been nominated by
the European Council and approved by Parliament, and 27 Commissioners
(1 from each member state) who have been nominated by their respective
member states and approved by the European Parliament. The
Commission is the EU's legislative authority, meaning it is the
body who has the power to propose new legislation, is responsible
for enforcing the EU's laws and for managing the EU's policies.
The European Parliament currently consists of 705
deputies, elected directly by the citizens of the member states
through universal suffrage for a period of 5 years
at a time. The Parliament is one of two institutions charged with
the negociation and formal adoption of the EU's legislative texts.
The Council of the European Union (the Council), consisting
of the ministers of each of the member states in
various political areas, negociates with the Parliament and formally adopts
new legislative texts.
When the EU makes new
decisions, it most often does so according to what is known as
the ordinary
legislative procedure (formerly called the codecision procedure.
In general, there are two legislative procedures: the ordinary legislative
procedure and the two special legislative procedures.
The Ordinary Legislative Procedure
As noted above, it is the Commission as the EU's executive body
who proposes the new legislative
texts, which are drafted based on what is called an impact assessment,
where the Commission undertakes surveys and consults citizens, civil
society actors as well as public and private industry actors to determine
the relevance and scope of the proposed text.
Only the Commission has the power to propose legal acts on its own
initiative, but the Parliament and the Council can each request for
the Commission to
propose
a new text on a given topic. In order to do so, the Parliament must
obtain a majority of its deputies in favour of the request, and
the Council must obtain a simple majority of the ministers.
Under the ordinary legislative procedure, both Parliament and the
Council must adopt a legislative proposal for the text to be formally
approved and come into effect.
Once the Commission has finished the impact assessment and formulated
the draft legislative text, it submits the text to the Parliament, who
reads the texts and either approves it or proposes amendments.
The draft
is then forwarded to the Council, who again either approves the text
or proposes amendments.
This process is called the first reading.
If both the Parliament and the Council approve the text, it is formally
adopted and comes into effect.
If, on the other hand, either or both of the institutions propose amendments,
a second reading takes place, after which the proposed
text is either approved or further amendments are proposed.
Should the Parliament and Council not reach an agreement on the proposed
text after the second reading, a conciliation committee will be
convened, in which the Commission mediates between the Parliament and
the Council in order to reach a compromise.
A formal third reading will then take place, after which the proposal
is either approved or definitively rejected.
The legislative text will enter into force once the two bodies have
voted it through and the text has been published in the Official
Journal
of the European Union.
Special Legislative Procedures
As mentioned above, in addition to the ordinary legislative procedure,
there are two special legislative procedures.
The special procedures are used in particular for legislation on common
tax rules, foreign policy issues and ecodesign regulations, and can be
initiated solely by the European Commission.
One of the special procedures, called the consent procedure,
allows for the the Council to adopt a legislative proposal unilaterally
unless
Parliament
votes it down by an absolute majority.
Parliament does not have the power
to amend the proposal under the consent procedure, but on the other hand,
the Council can also not disregard Parliament's rejection of the proposal.
The
second special procedure, called the consultation
procedure, entitles
Parliament to amending the proposal, but the Council is not
obliged to take Parliament's position into account and can adopt the
proposal no matter what.
Thus, the only condition of the consultation procedure
is that Parliament has the right to be consulted before the proposal
is adopted.
Regulations and Directives
The implementation of the final legislative text depends on whether it
is a regulation or a directive.
A regulation lays down common rules which
all Member States of the European Union must comply with in the same
way.
This applies, for example, to GDPR legislation, internal market
rules, including how energy-efficient appliances should be, how easy
they should be to repair and how they should be labelled, e.g. for energy
efficiency.
A directive sets common objectives and rules for Member States,
which they themselves decide how to achieve by adapting their national
legislation. This applies, for example, to rules for electricity supply,
energy communities and the use of single-use plastic. A regulation therefore
has a more direct impact on citizens and businesses than a directive,
as it enters into force simultaneously in all Member States at a predetermined
time. In the case of the Directive, there is a so-called transposition
period, during which the Directive is incorporated into national law.
This period lasted in 2021 on average 8.6 months from adoption; but can
be up to two years.
For more information about the transposition of EU directives into national
law, see here.
For more detailed
descriptions about the EU proposals see links at the individual proposals
and/or search at EU's web site http://europa.eu/
Implementing and Delegated Acts
Following the final adoption of a law, the Commission may adopt delegated
and implementing acts, which are non-legislative acts of general application
allowing the Commission to react quickly and flexibly on certain matters
based on the evolution of its technical knowledge.
It goes
for both Implementing and delegated acts that the Commission must consult
a committee in which all EU countries are represented, and it is also
possible for citizens and civil society actors to comment on the draft
acts.
The Parliament
and the Council dispose of a two-month period to object to the delegated
act.
Exceptionally
and on duly justified imperative grounds of urgency, the Commission may
also be empowered to adopt the implementing act before consulting a committee
(so-called immediately applicable implementing acts).
However, these immediately applicable implementing acts may only apply
for a maximum period of six months, if the relevant legislative act does
not specify otherwise.
Implementing Acts
The implementing act is used in areas
where harmonised implementation of the law is necessary, such as taxation,
food safety or health, and formulates detailed rules allowing the uniform
implementation of legally binding acts.
In the
case of implementing acts, the committees are so-called comitology
committees composed of one representative from each EU country
and a chairperson, who is a Commission official.
There are two different procedures for comitology committees, the first being
the advisory procedure and the other being the examination
procedure.
The examination procedure requires a qualified majority in order for an opinion
to be adopted, while the advisory procedure requires a simple majority.
Under the examination
procedure, member states may, under certain conditions, block the adoption
of an implementing act.
If the committee's opinion is positive, the Commission adopts the act, whereas
it may not adopt the implementing act if the committee's opinion is negative.
If the Commission is prevented from adopting a draft implementing act, the draft
may under certain conditions be referred to an appeal
committee.
In the advisory procedure, the committee delivers
its opinion by simple majority, but the opinion is non-binding and the Commission
decides on its own whether to adopt the draft implementing act, taking into account
the
committee's opinion.
Delegated Acts
A delegated
act supplements the adopted law to clarify its scope or amend
some technical details, but it may not change the essential elements
of the law.
In order for the Commission to be able to adopt delegated acts, the relevant
legislative act must explicitly contain a delegation of powers.
For delegated
acts, committees are composed of expert groups.
To
assess the proposed delegated act, the Council sets down a working party
comprised of the member states' representatives in the relevant area,
who expresses a Council decision prepared in cooperation between the
working party and the Permanent Representatives
Committee (Coreper).
For the Parliament's part,
the relevant committee identifies a rapporteur, who is responsible for the examination
of the proposed delegated acts and submits
their assessment to the committee, who then tables a motion to the plenary
session where the deputies vote either in favour or against the proposed delegated
act.
If no objection has been raised, or
if
both
the
Parliament and the Council inform the Commission before
the expiry of the objection period that
no objections have been raised, the act
enters into force at the relevant time.
Both the Council and the European Parliament may revoke the delegated
power at any time
during the period for which the power to adopt delegated acts has been
conferred upon the Commission, with ns no need for a delegated act to
be presented by the Commission for this procedure of revocation to be
triggered.
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